Thomas Moring
Co- founder: LGM Capital Management LLC, LGM Risk Managed Total Return Fund, Portfolio Manager
Mr. Moring has served as Managing Member of LGM Capital Management LLC and Portfolio Manager of the Fund since it commenced operations in 2017. He has 24 years experience studying stock market technical indicators, and 16 years developing, refining, and validating short-term and intermediate-term pattern and active tactical strategy money management programs.
Prior to co-founding LGM and the Fund, Mr. Moring served as legal and compliance oversight for the registered investment adviser that co-founded and managed the 457 deferred compensation plans of five States. He also co-founded a stock market research firm with a focus on the S&P 500 Index, providing services to registered investment advisors and wealth management firms.
Mr. Moring is a practicing attorney and active member of the State Bar of Arizona. His education includes: B.A., Chinese Studies, University of Arizona (1995) and J.D., University of Arizona, the James Rogers College of Law, (2001).
Ed Crary
Co-founder: LGM Capital Management LLC, LGM Risk Managed Total Return Fund
Mr. Crary has 35 years experience studying stock market technical indicators, and 28 years developing, refining, and validating short-term and intermediate-term pattern and active tactical strategy money management programs.
Prior to co-founding LGM and the Fund, for 16 years Mr. Crary served as Senior Adviser for the registered investment adviser that co-founded and managed the 457 deferred compensation plans of five States. He also co-founded a stock market research firm with a focus on the S&P 500 Index, providing services to registered investment advisors and wealth management firms. Mr. Crary has also served as Chief Compliance Officer, NASDAQ Market Maker, Head Trader, and Branch Manager.
His education includes: B.S., Business Management, and M.B.A., University of Phoenix.
Dave Hsu
Chief Compliance Officer
Mr. Hsu has 24 years compliance experience in asset management, investment banking and capital markets. He is responsible for the Firm’s overall risk management and regulatory compliance program.
Prior to LGM, he served as CCO of one of the oldest and largest bond underwriting firms in the Country. He has also served as CCO and an advisor to RIA’s and FinTech companies, and as a FINRA Examiner.
His education includes, B.A. Economics, and B.A. Psychology, University of North Carolina Chapel Hill.
Shane Scott
Director of Busines Development
Mr. Scott has 23 years experience in the financial industry, and 13 years experience developing and executing strategic plans distributing SEC registered mutual funds across institutional and registered investment advisor communities.
Prior to LGM, he served as Sales Manager- mutual fund distributions for a billion dollar SEC registered investment adviser and mutual fund, and co-branch manager of a California based mortgage institution.
Mr. Scott’s education includes B.S., Recreation Administration, Sacramento State University via a football scholarship.
He holds the Investment Company and Variable Contracts Products Representative-Series 6.
Email: Shane@lgmcapitalmanagement.com
Phone: 916-812-0045
LGM Capital Management LLC
2325 E. Camelback Rd Suite 400
Phoenix, Arizona 85016
Email: LGMCapManagement@gmail.com
LGM Capital Management LLC does not manage individual investor accounts. The firm provides advisory services strictly to LGM Risk Managed Total Return Fund, an SEC Registered mutual fund; ticker symbol: LBETX.
Investors should consider the investment objectives, risks, charges and expenses of the fund carefully before investing. The prospectus contains this and other important information about the Fund. The prospectus should be read carefully before investing. For a current Prospectus, call 1-844-655-9371 or Click here.
The LGM Risk Managed Total Return Fund is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. LGM Capital Management LLC is not affiliated with Northern Lights, Distributors, LLC.
For more information, please refer to our Investment Adviser Form ADV: Click here
8046-NLD-10/09/2020